Deep Regulatory Experience

A core competence of the CoinZoom management team is their decades of legal and regulatory experience working with KYC, AML, OFAC and FinCEN compliance checks on hundreds of thousands of customers from over 140 countries. 

The CoinZoom team has U.S. and International regulatory experience as founders and key management of: 

  • Interbank FX: Registered as a Futures Commission Merchant and Retail Foreign Exchange Dealer with the U.S. Commodities Futures Trading Commission (CFTC) and a member of the National Futures Association (NFA) 
  • Interbank FX Australia: Registered with the Australian Securities Investment Corporation (ASIC) as a Derivatives Dealer 
  • Seed Equity Ventures: Registered Broker-Dealer with the Securities and Exchange Commission and a member of FINRA/SIPC

Regulatory Experience

Regulation bodies

This experience will assist CoinZoom as it deals with new regulatory requirements as they evolve.

CoinZoom’s Anti Money Laundering (“AML) Program complies with Section 326 of the USA Patriot Act. All Investors are checked against a comprehensive set of global terrorist watch lists, including the Office of Foreign Assets Control (“OFAC”), Politically Exposed Persons (“PEP”) and others: 

  • BES: Bank of England Sanctions 
  • CFTC: Commodity and Futures Trading Commission
  • DTC: Defect Trade Controls 
  • EUDT: European Union Designated Terrorist Groups + Individuals 
  • FBI: FBI Fugitives 
  • FCEN: Financial Criminals Enforcement Network Special Alert List 
  • FAR: Foreign Agents Registration Act 
  • IMW: Interpol Most Wanted 
  • OCC: Office of the Comptroller of the Currency Alerts • OSFI: OSFI –Canada Entities 
  • SDT: State Department Foreign Terrorist Organizations 
  • BIS: US Bureau of Industry and Security
  • UNNT: United Nations Named Terrorists
  • WBIF: World Bank Ineligible Firms